
Rostad, President, Institute for the Fiduciary Standard Robin Traxler, Senior Vice President, Policy Deputy General Couns, Financial Services Institute Graff, Executive Director/CEO, et al., American Retirement AssociationĪARP and the Certified Financial Planner Board of Standards, Inc.Ĭhristine Lazaro, President, Public Investors Arbitration Bar Association (PIABA) Halloran, VP Managing Director, Business Development, Transamericaīrian H. Oroschakoff, Chief Legal Officer, LPL Financial LLC Dinallo, EVP, General Counsel, Guardian Life

James Sonne, Assistant Vice President, Federal Government Relations, Mass MutualĬharles Cox, Former SEC Chief Economist, et al.Įric R. Michael Pieciak, President, North American Securities Administrators Association (NASAA) Tom Kmak, Founder and Chief Executive Officer, Fiduciary Benchmarks, Inc.īruce Sanders, The Investor Justice & Education Clinic, Howard University School of Law Gross, Associate Dean, Academic Affairs, Elisabeth Haub School of Law, Pace UniversityĬristian Weller, Senior Fellow, et al., Center for American Progress Carroll, Managing Director and Associate General Counsel, SIFMAĭavid Schwartz, President & CEO, Florida International Bankers Association Michael Pieciak, President, North American Securities Administrators Association

Tom Quaadman, Executive Vice President, U.S. Sharon Cheever, Senior Vice President and General Counsel, Pacific Life Insurance Company William Michael Cunningham, Creative Investment Research Bosley, Ph.D,įounder and Principal, The Plain Language Group, LLC Rostad, President, Institute for the Fiduciary Standard and Deborah S. ( Click here for meetings with SEC officials Click here for transcripts from Investor Roundtables)Ĭomments have been received from individuals and entities using the following Letter Type
